Katie So Chun Kwok
郭素真
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katie So Chun Kwok (郭素真), a licensed former licensee with CE reference AFR601. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-01-03 | 2011-01-24 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 - Advising on securities | present | 2005-12-01 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2005-01-28 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 - Asset management | present | 2005-01-28 |