Connie Sau Wah Tam
譚秀華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Sau Wah Tam (譚秀華), a licensed former licensee with CE reference AFR281. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 - Advising on securities | present | 2006-08-26 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2005-01-28 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 - Asset management | present | 2005-01-28 |