Mitchell Min Ki Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mitchell Min Ki Kim ( ), a licensed former licensee with CE reference AFQ367. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-04-11 | 2019-04-23 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-09 | 2018-04-11 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-03-10 | 2017-02-09 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-27 | 2016-03-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-05 | 2009-10-16 |