Agnes Li

李雅芝
CE No. AFQ292 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Agnes Li (李雅芝), a licensed former licensee with CE reference AFQ292. This person has 4.1 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Hang Tung Securities Limited
恆通證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2007-05-08
Hang Tung Securities Limited
恆通證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-10-29
Hang Tung Securities Limited
恆通證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-10-29
Hang Tung Securities Limited
恆通證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-10-29

Worked alongside

The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Agnes Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Si Fung Ng Hang Tung Securities Limited 2003–2007
Pui Yan Wong Hang Tung Securities Limited 2003–2007
Sheung Ling Chan Hang Tung Securities Limited 2003–2007
Bun Fu Hang Tung Securities Limited 2003–2007
Chee Liong Goh Hang Tung Securities Limited 2003–2007
Chit Ming Mo Hang Tung Securities Limited 2003–2007
Wing Hang Sze Hang Tung Securities Limited 2003–2007
Sui Kuen Wong Hang Tung Securities Limited 2003–2007
Chit Wong Hang Tung Securities Limited 2003–2007
Erick Leonardo Ng Hang Tung Securities Limited 2003
Shaobo Che Hang Tung Securities Limited 2006–2007
Min Wu Hang Tung Securities Limited 2006–2007
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