Carol Chau Kuen Chiu
趙秋娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Chau Kuen Chiu (趙秋娟), a licensed former licensee with CE reference AFP205. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 - Advising on securities | present | 2009-05-31 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2005-01-28 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 - Asset management | present | 2005-01-28 |