Tracy Fung Sin Lau
劉鳳仙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tracy Fung Sin Lau (劉鳳仙), a licensed former licensee with CE reference AFO916. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-24 | 2014-02-08 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2005-06-24 | 2014-02-08 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-06-02 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2005-06-02 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-10-20 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2005-06-02 |