Samuel Ming Kwok Lo
羅明國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Ming Kwok Lo (羅明國), a licensed former licensee with CE reference AFO544. This person has 9.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-21 | 2014-08-18 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-30 | 2011-12-14 |
| Manulife (International) Limited 宏利人壽保險(國際)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-10-27 |
| Manulife (International) Limited 宏利人壽保險(國際)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-17 |
| Manulife (International) Limited 宏利人壽保險(國際)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Samuel Ming Kwok Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.