Samuel Ming Kwok Lo
羅明國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Ming Kwok Lo (羅明國), a licensed former licensee with CE reference AFO544. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-21 | 2014-08-18 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-30 | 2011-12-14 |
| Manulife (International) Limited 宏利人壽保險(國際)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-10-27 |
| Manulife (International) Limited 宏利人壽保險(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-17 |
| Manulife (International) Limited 宏利人壽保險(國際)有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-31 |