Hau Yin Lam
林巧燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Yin Lam (林巧燕), a licensed former licensee with CE reference AFN622. This person has 3.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-26 | 2008-06-11 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-02-27 | 2008-06-11 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 - Advising on securities | 2004-03-17 | 2005-10-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hau Yin Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.