Wai Tong Lai
黎偉棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Tong Lai (黎偉棠), a licensed former licensee with CE reference AFN479. This person has 4.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 - Advising on securities | 2006-03-07 | 2010-05-03 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-17 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-17 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-17 |