Roshan Ratna Shakya
蘇偉遜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roshan Ratna Shakya (蘇偉遜), a licensed former licensee with CE reference AFN298. This person has less than 0.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-03 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-03 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-03 |