Ka Wai (SFC:AFN046) Lam
林家慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai (SFC:AFN046) Lam (林家慧), a licensed former licensee with CE reference AFN046. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-27 | 2007-10-01 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-11 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-11 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-11 |