Shiyou (SFC:AFM923) Chen
陳十游
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiyou (SFC:AFM923) Chen (陳十游), a licensed former licensee with CE reference AFM923. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-09 | 2020-09-18 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-12-09 | 2020-09-18 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-18 | 2008-12-05 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-12 | 2005-02-03 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-05-12 | 2008-12-05 |