Wai Young
楊威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Young (楊威), a licensed former licensee with CE reference AFM340. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-19 | 2025-05-13 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-19 | 2025-05-13 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-08-19 | 2025-05-13 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-16 | 2019-12-19 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-08-16 | 2019-12-19 |