Brent Daniel Clapacs
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brent Daniel Clapacs ( ), a licensed former licensee with CE reference AFM189. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | present | 2004-02-19 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | present | 2004-02-19 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | present | 2004-02-19 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | present | 2004-02-19 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2004-02-19 |