Wendy Mo Tze Chan
陳慕梓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Mo Tze Chan (陳慕梓), a licensed former licensee with CE reference AFL901. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-20 | 2020-02-17 |
| iFAST Securities (HK) Limited 奕豐證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-20 | 2020-02-17 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-20 | 2020-02-12 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-20 | 2020-02-17 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-20 | 2020-02-12 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-15 | 2018-01-17 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-15 | 2018-01-17 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2009-05-31 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-28 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-28 |