Wai Yee Au
區慧兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yee Au (區慧兒), a licensed former licensee with CE reference AFL368. This person has 1.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-07 | 2009-01-01 |
| Venhouse Financial Planning Limited 鐶安財務策劃有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yee Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.