Elaine Kar Yee Lau
劉家怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elaine Kar Yee Lau (劉家怡), a licensed former licensee with CE reference AFL236. This person has 7.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Company (Trustee) Limited 友邦(信託)有限公司 |
RO | Type 13 - Providing depositary services for relevant CIS | 2024-10-02 | 2024-12-26 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-16 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2010-02-26 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-05 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-16 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Elaine Kar Yee Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.