Elaine Kar Yee Lau
劉家怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elaine Kar Yee Lau (劉家怡), a licensed former licensee with CE reference AFL236. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Company (Trustee) Limited 友邦(信託)有限公司 |
RO | Type 13 — Providing depositary services for relevant CIS | 2024-10-02 | 2024-12-26 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-16 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2010-02-26 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-05 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-16 |