Wendy Kin Ying Ng
吳建櫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Kin Ying Ng (吳建櫻), a licensed former licensee with CE reference AFL013. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-17 | 2009-03-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-01 | 2007-11-09 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-01-21 |