Kwok Man Lo
盧國文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Man Lo (盧國文), a licensed former licensee with CE reference AFK166. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-22 | 2008-12-20 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-07 | 2008-03-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-07-28 | 2005-04-20 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-14 | 2005-04-20 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-30 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-30 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-30 |