Yan (SFC:AFJ535) Wong
黃潤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:AFJ535) Wong (黃潤), a licensed former licensee with CE reference AFJ535. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-06 | 2013-09-10 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-05-06 | 2013-09-10 |
| Barber Asia Limited 百達環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-10 | 2005-03-31 |
| Barber Asia Limited 百達環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-06-10 | 2005-03-31 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 4 — Advising on securities | 2003-09-01 | 2004-02-04 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 — Asset management | 2003-09-01 | 2004-02-04 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-11 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-05 |