Vienna Law
羅慧芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vienna Law (羅慧芝), a licensed former licensee with CE reference AFJ298. This person has 5.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2004-04-07 | 2008-12-24 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2004-04-07 | 2008-12-24 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2003-07-24 | 2004-04-07 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2003-07-24 | 2004-04-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vienna Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.