Vienna Law
羅慧芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vienna Law (羅慧芝), a licensed former licensee with CE reference AFJ298. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-04-07 | 2008-12-24 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2004-04-07 | 2008-12-24 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-24 | 2004-04-07 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2003-07-24 | 2004-04-07 |