Johannes Schoter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johannes Schoter, a licensed former licensee with CE reference AFH184. This person has 17.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Financial Shield Limited | RO | Type 4 - Advising on securities | 2005-11-15 | 2012-01-31 |
| Victoria Capital Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2003-07-15 |
| Victoria Capital Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2020-05-31 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Johannes Schoter during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Xiaoyang Yu | Victoria Capital Limited | 2003–2020 |
| Wolf Peter Berthold | Victoria Capital Limited | 2008–2020 |
| Enzio Graf von Pfeil | Financial Shield Limited | 2005–2012 |
| Hirosuke Sakai | Financial Shield Limited | 2005–2007 |
| Kenny Yan Kit Chan | Victoria Capital Limited | 2009–2010 |