Marcus Harry Tan
譚劍偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marcus Harry Tan (譚劍偉), a licensed former licensee with CE reference AFG776. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ROTH Capital Partners (Hong Kong) Limited |
RO | Type 1 - Dealing in securities | 2010-11-30 | 2014-01-20 |
| ROTH Capital Partners (Hong Kong) Limited |
RO | Type 6 - Advising on corporate finance | 2010-11-30 | 2014-01-20 |