Sophia Siu Chin Wai
衛小芊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sophia Siu Chin Wai (衛小芊), a licensed former licensee with CE reference AFF742. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-09-17 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | present | 2011-02-11 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-06-05 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 - Asset management | present | 2004-09-17 |