Wai Li
李偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Li (李偉), a licensed former licensee with CE reference AFF372. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2016-07-08 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-12-22 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-12-22 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-08-26 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 9 - Asset management | present | 2003-12-22 |