Wai Kei Lok
駱慧琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kei Lok (駱慧琪), a licensed former licensee with CE reference AFF046. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2024-05-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-25 | 2017-10-02 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-31 | 2005-06-22 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-10 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-19 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-19 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-19 |