John Andrew Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Andrew Smith ( ), a licensed former licensee with CE reference AFE788. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PPM Ventures (Asia) Limited 英國保誠直接投資有限公司 |
RO | Type 4 — Advising on securities | present | 2003-08-31 |
| PPM Ventures (Asia) Limited 英國保誠直接投資有限公司 |
RO | Type 9 — Asset management | present | 2003-08-31 |