Swee Onn Say
徐瑞安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Swee Onn Say (徐瑞安), a licensed former licensee with CE reference AFE481. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-02-13 | 2014-02-12 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-02-13 | 2014-02-12 |
| Refco Forex Limited | RO | Type 3 — Leveraged foreign exchange trading | 2003-07-21 | 2006-03-03 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-06-07 | 2006-03-04 |