Elsa So Nga Li
李素雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elsa So Nga Li (李素雅), a licensed former licensee with CE reference AFE039. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-16 | 2007-06-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2004-04-16 | 2007-06-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-04-16 | 2007-06-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 - Asset management | 2004-04-16 | 2007-06-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-02-06 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | present | 2004-02-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-02-06 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | present | 2004-02-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-02-06 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2004-02-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2004-02-06 |