Winnie Yuen Kwan Lau
劉婉君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Yuen Kwan Lau (劉婉君), a licensed former licensee with CE reference AFD469. This person has 0.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-24 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-24 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-24 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winnie Yuen Kwan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.