Lawrence Ding-Lap Li
李鼎立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Ding-Lap Li (李鼎立), a licensed former licensee with CE reference AFD425. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-01 | 2017-03-01 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-09-01 | 2015-11-01 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-18 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-06-18 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-18 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-18 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-18 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-18 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-18 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-18 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-18 |