Roy Kuan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roy Kuan, a licensed former licensee with CE reference AFD203. This person has 17.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neo Risk Investment Advisors Limited | RO | Type 4 - Advising on securities | 2020-08-06 | 2021-03-17 |
| Neo Risk Investment Advisors Limited | RO | Type 9 - Asset management | 2020-08-06 | 2021-03-17 |
| Neo Risk Investment Advisors Limited | Rep | Type 9 - Asset management | 2020-07-22 | 2020-08-06 |
| Neo Risk Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2020-06-24 | 2020-08-06 |
| CVC Asia Pacific Limited | RO | Type 1 - Dealing in securities | 2009-11-16 | 2020-03-02 |
| CVC Asia Pacific Limited | RO | Type 4 - Advising on securities | 2004-01-12 | 2020-03-02 |
| CVC Asia Pacific Limited | RO | Type 9 - Asset management | 2004-01-12 | 2018-10-10 |
| CVC Asia Pacific Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-12 |
| CVC Asia Pacific Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-03 |
| CVC Asia Pacific Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Roy Kuan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.