Shuk Hing Yuen

袁淑卿
CE No. AFD012 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Hing Yuen (袁淑卿), a licensed former licensee with CE reference AFD012. This person has 11.4 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Morton Securities Limited
萬基證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2014-09-01
Morton Securities Limited
萬基證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-08-07
Morton Securities Limited
萬基證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-08-07
Morton Securities Limited
萬基證券有限公司
Rep Type 9 - Asset management Pre-2003 2003-08-07

Worked alongside

The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuk Hing Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Venety Sau Ying Ma Morton Securities Limited 2003–2014
Ruby Shiu Lan Fung Morton Securities Limited 2003–2014
Betty Yuk Lan Lai Morton Securities Limited 2003–2014
Ka Hang Lai Morton Securities Limited 2003–2014
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