Malcolm Adrian Charles Humphryes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Malcolm Adrian Charles Humphryes, a licensed former licensee with CE reference AFC752. This person has 0.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Abbey National Financial and Investment Services (Far East) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-05 |
| Abbey National Financial and Investment Services (Far East) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-05 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Malcolm Adrian Charles Humphryes during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| David John MacKenzie | Abbey National Financial and Investment Services (Far East) Limited | 2003 |