Philippe Jean Louis Rioche
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philippe Jean Louis Rioche, a licensed former licensee with CE reference AFB864. This person has 2.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2009-01-22 | 2009-08-13 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2008-11-13 | 2009-08-13 |
| Natixis Asia Limited | RO | Type 1 - Dealing in securities | 2007-08-20 | 2008-11-13 |
| Natixis Asia Limited | RO | Type 4 - Advising on securities | 2007-08-20 | 2009-01-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Philippe Jean Louis Rioche during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.