Stuart Charles Baker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Charles Baker, a licensed former licensee with CE reference AFB356. This person has 6.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-03 | 2019-02-20 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-25 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-30 | 2017-08-25 |