Lit For Liu
廖列科
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lit For Liu (廖列科), a licensed former licensee with CE reference AFA283. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-05 | 2005-05-06 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-05-05 | 2005-05-06 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-01 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2003-10-16 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-01 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-01 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-01 |