Stephen Paul Chamberlain
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Paul Chamberlain, a licensed former licensee with CE reference AFA183. This person has 2.0 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-01 | 2005-04-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2005-02-01 | 2005-04-04 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2005-02-01 | 2005-04-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2005-02-01 | 2005-04-04 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2005-02-01 | 2005-04-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-02-01 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2005-02-01 |
| Morgan Stanley Hong Kong Futures Limited | RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-02-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-04-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2005-02-01 |
| Morgan Stanley Hong Kong Futures Limited | RO | Type 7 - Providing automated trading services | Pre-2003 | 2005-02-01 |