Wa (SFC:AEY428) Chau
周華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wa (SFC:AEY428) Chau (周華), CE reference AEY428. Currently licensed at 1 firm(s): Westock Securities International (HK) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-10-02 | present |
| Goldride Securities Limited 金旭證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-08-24 | 2008-09-30 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-24 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-14 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-14 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-04-14 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-14 |