Toru Chishima
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Toru Chishima ( ), a licensed former licensee with CE reference AEY383. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2011-01-11 | 2011-05-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2009-04-14 | 2011-05-30 |
| Shinko Securities (H.K.) Limited 新光証券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-04-11 | 2009-05-01 |
| Shinko Securities (H.K.) Limited 新光証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-04 | 2008-04-11 |