Lee Chau
周莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Chau (周莉), a licensed former licensee with CE reference AEX033. This person has 19.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-28 | 2023-03-24 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-11-28 | 2023-03-24 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-11-28 | 2023-03-24 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-06-01 | 2006-11-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-25 | 2006-11-09 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-25 | 2006-11-09 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2003-11-26 | 2004-03-08 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Lee Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yuming Ying | Sinolink Securities (Hong Kong) Company Limited | 2003–2004 |
| To Chan | Sinolink Securities (Hong Kong) Company Limited | 2003–2004 |
| Jian Yang | Sinolink Securities (Hong Kong) Company Limited | 2003–2004 |
| Kit Shum | Sinolink Securities (Hong Kong) Company Limited | 2004 |