Nigel Stuart Thomas Pentland

CE No. AEV964 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nigel Stuart Thomas Pentland, a licensed former licensee with CE reference AEV964. This person has 1.9 years of SFC licence history. Total licence records on file: 1.

Information

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Licence history

FirmRoleRegulated activityFromTo
AIG Financial Products (International) Limited RO Type 1 - Dealing in securities 2006-11-17 2008-10-15

Worked alongside

The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Nigel Stuart Thomas Pentland during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Douglas Lee Poling AIG Financial Products (International) Limited 2006–2008
Aditya Rana AIG Financial Products (International) Limited 2006–2008
Shin Chul Park AIG Financial Products (International) Limited 2006–2008
Eric Kian Hoe Lim AIG Financial Products (International) Limited 2006–2008
Shirley Peck Har Ong AIG Financial Products (International) Limited 2007–2008
Amitesh Sinha AIG Financial Products (International) Limited 2007–2008
Xiang Fei AIG Financial Products (International) Limited 2007–2008
Sheng Yan AIG Financial Products (International) Limited 2007–2008
Michelle Su-Yin Teo AIG Financial Products (International) Limited 2007–2008
Joseph John Cassano AIG Financial Products (International) Limited 2006–2008
Sheridan Anthony Lewis Teasel AIG Financial Products (International) Limited 2007–2008
Shin Il Kim AIG Financial Products (International) Limited 2007–2008
Lan You AIG Financial Products (International) Limited 2007–2008
Richard Lockhart Gibson AIG Financial Products (International) Limited 2007–2008
Daniel Lothar Steen AIG Financial Products (International) Limited 2007–2008
Raymond Lau AIG Financial Products (International) Limited 2007–2008
Jun Yan AIG Financial Products (International) Limited 2006–2007
Thomas Jean Georges Francis Artarit AIG Financial Products (International) Limited 2008
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