Garine Ka Ming Chan
陳家明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Garine Ka Ming Chan (陳家明), a licensed former licensee with CE reference AEU771. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-07 | 2007-02-06 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-21 | 2005-09-26 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-03 | 2003-11-10 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-15 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-15 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-15 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-15 |