Garine Ka Ming Chan
陳家明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Garine Ka Ming Chan (陳家明), a licensed former licensee with CE reference AEU771. This person has 2.0 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-07 | 2007-02-06 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-21 | 2005-09-26 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-03 | 2003-11-10 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-15 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-15 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-15 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Garine Ka Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.