Wai Man (SFC:AEU686) Chu
朱慧文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man (SFC:AEU686) Chu (朱慧文), a licensed former licensee with CE reference AEU686. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2015-09-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2015-09-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-30 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-30 |