Steven Edward Plampin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Edward Plampin ( ), a licensed former licensee with CE reference AEU259. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-09-09 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-09-09 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
RO | Type 9 — Asset management | present | 2003-09-09 |