Gregory Lester Griffin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregory Lester Griffin ( ), a licensed former licensee with CE reference AEU144. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eclipse Options (HK) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-03-27 | 2019-04-08 |
| Eclipse Options (HK) Limited | Rep | Type 1 — Dealing in securities | 2008-03-04 | 2019-04-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-09 | 2006-05-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2004-08-09 | 2006-05-04 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2004-08-09 | 2006-05-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-08-09 | 2006-05-04 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2004-08-09 | 2006-05-04 |