Alistair Howard Lloyd
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alistair Howard Lloyd, a licensed former licensee with CE reference AES280. This person has 4.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cambridge Strategy (Asset Management) Asia Limited, The | RO | Type 9 - Asset management | 2010-09-13 | 2012-01-09 |
| Cambridge Strategy (Asset Management) Asia Limited, The | RO | Type 4 - Advising on securities | 2009-11-16 | 2012-01-09 |
| Cambridge Strategy (Asset Management) Asia Limited, The | Rep | Type 4 - Advising on securities | 2009-09-18 | 2009-11-16 |
| Giga (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2007-12-28 | 2009-03-31 |
| Giga (Hong Kong) Limited | RO | Type 9 - Asset management | 2007-12-28 | 2009-03-31 |
| Giga (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-07-20 | 2007-12-28 |
| Giga (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-07-20 | 2007-12-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alistair Howard Lloyd during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.