Alistair Howard Lloyd
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alistair Howard Lloyd ( ), a licensed former licensee with CE reference AES280. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cambridge Strategy (Asset Management) Asia Limited, The |
RO | Type 9 — Asset management | 2010-09-13 | 2012-01-09 |
| Cambridge Strategy (Asset Management) Asia Limited, The |
RO | Type 4 — Advising on securities | 2009-11-16 | 2012-01-09 |
| Cambridge Strategy (Asset Management) Asia Limited, The |
Rep | Type 4 — Advising on securities | 2009-09-18 | 2009-11-16 |
| Giga (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2007-12-28 | 2009-03-31 |
| Giga (Hong Kong) Limited | RO | Type 9 — Asset management | 2007-12-28 | 2009-03-31 |
| Giga (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-07-20 | 2007-12-28 |
| Giga (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-07-20 | 2007-12-28 |