Mimi Yu Ching Wu
吳郁菁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mimi Yu Ching Wu (吳郁菁), a licensed former licensee with CE reference AES151. This person has 2.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bain Capital Public Equity (Asia) Limited 貝恩役權管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2015-09-07 | 2016-12-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-29 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-06-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-06-29 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-06-29 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Mimi Yu Ching Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Peter William Riehl | Bain Capital Public Equity (Asia) Limited | 2015–2016 |