Mimi Yu Ching Wu
吳郁菁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mimi Yu Ching Wu (吳郁菁), a licensed former licensee with CE reference AES151. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bain Capital Public Equity (Asia) Limited 貝恩役權管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2015-09-07 | 2016-12-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-06-29 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | present | 2004-06-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-06-29 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | present | 2004-06-29 |