Wai Fan Yim
嚴慧芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Fan Yim (嚴慧芬), a licensed former licensee with CE reference AER809. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2003-04-16 | 2004-04-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | present | 2006-04-13 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | present | 2004-04-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | present | 2006-04-13 |