Christina Yao
姚蔚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christina Yao (姚蔚), a licensed former licensee with CE reference AER449. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Clover Securities Company Limited 高鋒證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-06-01 |
| Clover Securities Company Limited 高鋒證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-07-31 |
| Clover Securities Company Limited 高鋒證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-31 |
| Clover Securities Company Limited 高鋒證券有限公司 |
RO | Type 9 — Asset management | present | 2003-07-31 |